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Todd Dunlap

Vanguard Advisers, INC.
12 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
View SEC Summary
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Todd Dunlap is a registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 12 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.

Vanguard Advisers, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2433 advisors
IM Fee
Planning only
Assets Under Management
$344.6B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
  • Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
  • Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
View Full SEC Brochure

Location

14321 N Northsight Blvd, Scottsdale, AZ, 85260

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History

Regulatory History (1)
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Criminal
January 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Vanguard Advisers, INC.
July 2026 - Present · 3 mos
Vanguard Marketing CorporationBroker
June 2026 - Present · 4 mos
Vanguard Marketing Corporation
June 2026 - Present · 4 mos
Previous Registrations
U.S. Bancorp Investments, INC.
April 2025 - September 2025 · 5 mos
U.S. Bancorp Investments, INC.Broker
March 2025 - September 2025 · 6 mos
LPL Financial LLCBroker
July 2023 - January 2025 · 1 yr 6 mos
LPL Financial LLC
July 2023 - January 2025 · 1 yr 6 mos
Bancwest Investment Services, INC. (bwis)
July 2021 - July 2023 · 2 yrs
Bancwest Investment Services, INC.Broker
July 2021 - July 2023 · 2 yrs
Vanguard Advisers, INC.
July 2020 - June 2021 · 11 mos
Vanguard Marketing CorporationBroker
September 2015 - June 2021 · 5 yrs 9 mos
Chase Investment Services CORP.Broker
March 2010 - May 2012 · 2 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.
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