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David Joseph Francis

13 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B
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Location

2761 W. 120th Ave., Suite 200, Westminster, CO, 80234

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David works as a project manager for Townsend & Associates, Inc., a registered investment advisor, full-time. He also serves as a notary public, requiring minimal time.

Employment History
Current Registrations
Private Client Services, LLCBroker
July 2025 - Present · 7 mos
Townsend
May 2022 - Present · 3 yrs 9 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - July 2025 · 1 yr 1 mo
Securities America, INC.Broker
May 2022 - June 2024 · 2 yrs 1 mo
Tlg Advisors, INC.
June 2013 - March 2022 · 8 yrs 9 mos
The Leaders Group, INC.Broker
July 2012 - March 2022 · 9 yrs 8 mos
State Registrations1 state
CO
AdvisorBrokerBoth
Exams
No exam information available for this advisor.