Erin Schwan
Erin Schwan is a registered investment advisor at State Farm Investment Management CORP., based in Broadview Heights, OH, with 15 years of industry experience. Erin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,575 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Customized fees may be negotiated for total account values of $10,000,000 or more. Certain fee reductions apply for employees and accounts funded from specific previously established brokerage accounts.
Fee Estimator
Location
8078 Broadview Rd, Broadview Heights, OH, 44147
Get directionsHistory
Regulatory History (2)
Judgment / Lien
January 2021Employment Separation After Allegations
January 2016Other Business ActivitiesSells Insurance
Erin owns Erin Schwan's Insurance Agency, an insurance agency affiliated with State Farm. She serves customers and supervises employees, dedicating about half of her time to this activity.
Employment History
Current Registrations
State Farm Investment Management CORP.
State Farm Vp Management CORP.Broker
Previous Registrations
Key Investment Services LLCBroker
PNC InvestmentsBroker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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