Nicholas Shultz
Nicholas Shultz is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Riviera Beach, FL, with 15 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
Riviera Beach, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nicholas may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the president of CLING, a non-profit organization, dedicating about 10-20% of his time to planning and making decisions on building a technical school in Haiti.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Northwestern Mutual Investment Services, LLCBroker
State Registrations39 states
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