RA
RA

Randolph Austin

13 Years of Experience
Memphis, TN
Broker

Randolph Austin is a registered investment advisor at Thrivent Investment Management INC., based in Memphis, TN, with 13 years of industry experience. Randolph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Retirement Planning. Their firm serves 77,792 clients with $17B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3110 advisors
Number of Clients
77,792 clients
Average Client Portfolio
$225K average
Assets Under Management
$17.5B

Fee Structure

Minimum Investment:$25K

Thrivent Investment Management offers several managed account programs, each with different investment options and strategies. The fees for these programs are based on a percentage of the assets in your account and are negotiable. The specific fee will depend on the program you choose, the assets in your account, and the complexity of your financial situation. Some programs may also have additional fees for tax overlay services or private wealth consulting. The fees are deducted from your account quarterly.

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Location

775 Ridge Lake Blvd, Memphis, TN, 38120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Thrivent Investment Management INC.
January 2021 - Present · 5 yrs 4 mos
Thrivent Investment Management INC.
January 2021 - Present · 5 yrs 4 mos
Thrivent Investment Management INC.Broker
January 2021 - Present · 5 yrs 4 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - June 2019 · 2 yrs 3 mos
MML Investors Services, LLCBroker
March 2017 - June 2019 · 2 yrs 3 mos
Msi Financial Services, INC.
October 2015 - March 2017 · 1 yr 5 mos
Msi Financial Services, INC.Broker
October 2015 - March 2017 · 1 yr 5 mos
Morgan Stanley
July 2013 - June 2015 · 1 yr 11 mos
Morgan StanleyBroker
April 2013 - June 2015 · 2 yrs 2 mos
Coker & PalmerBroker
April 2010 - March 2013 · 2 yrs 11 mos
State Registrations8 states
ALARFLGAMSSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.