Allen Wagner
Allen Wagner is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Charlotte, NC, with 15 years of industry experience. Allen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
6000 Fairview Rd, Ste 1425, Charlotte, NC, 28210
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Allen works as a Northwestern Mutual Insurance Agent and insurance producer, focusing on life, health, disability, and VA/VLI insurance lines. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Eaton Vance Management
Eaton Vance Distributors, INC.Broker
Metlife Investors Distribution CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.