DW
DW

Douglas Weaver

15 Years of Experience
Garden City, NY
Broker

Douglas Weaver is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Morgan Stanley
October 2018 - Present · 7 yrs 11 mos
Morgan StanleyBroker
October 2018 - Present · 7 yrs 11 mos
Previous Registrations
Capital One Advisors, LLC
April 2018 - September 2018 · 5 mos
Capital One Investing, LLCBroker
January 2015 - September 2018 · 3 yrs 8 mos
Capital One Investment Services LLCBroker
December 2012 - January 2015 · 2 yrs 1 mo
Mbsc Securities CorporationBroker
May 2011 - June 2012 · 1 yr 1 mo
Metlife Securities INC.Broker
June 2010 - May 2011 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.