Mingmar Sherpa
Mingmar Sherpa is a registered investment advisor at Cetera Investment Advisers LLC, based in Highlands Ranch, CO, with 15 years of industry experience. Mingmar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Highlands Ranch, CO
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mingmar owns a DIY crafts business since 2017, creating and selling crafts. This activity, which is not investment-related, takes a few hours per week.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Investment Services LLCBroker
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Cetera Wealth Services, LLCBroker
Cetera Investment Services LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisor Networks LLC
First Allied Securities, INC.Broker
Cetera Advisors LLC
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Gwfs Equities, INC.Broker
Transamerica Capital, INC.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Country Capital Management CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.