Jack Nicklis is a registered investment advisor at Rioux & Company, LLC, based in Southington, CT, with 13 years of industry experience. Jack operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 71 clients with $20M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K+ | 1.00% |
Fee Estimator
Location
Southington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jack is a sole proprietor engaged in public accounting since 2013. This non-investment related activity takes about a quarter of his time.
Employment History
Current Registrations
Rioux & Company, LLC
Previous Registrations
Rioux & Company, LLC
State Registrations1 state
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