Clifford Rice
Clifford Rice is a registered investment advisor at LPL Financial LLC, based in Crown Point, IN, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
55 W 94th Pl, Crown Point, IN, 46307
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Clifford is a director and part owner of W Kendall & Sons Inc. and Mayfield Corporation, businesses inherited from his father and a sandblasting/coating engineering firm, respectively. He is also the principal/owner of Rice and Rice, a law firm specializing in estate and family financial planning, dedicating nearly full-time hours to this endeavor.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
State Registrations1 state
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