Christopher Kerwin is a registered investment advisor, based in Norwalk, CT, with 16 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Norwalk, CT
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Regulatory History (1)
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Criminal
September 2019Final Disposition
Employment History
Current Registrations
Pgim Investments LLC
September 2025 - Present · 1 yr 1 mo
Prudential Investment Management Services LLC
September 2025 - Present · 1 yr 1 mo
Prudential Investment Management Services LLCBroker
September 2025 - Present · 1 yr 1 mo
Previous Registrations
Columbia Management Investment Advisers, LLC
July 2017 - September 2025 · 8 yrs 2 mos
Columbia Management Investment Distributors, INC.Broker
July 2017 - September 2025 · 8 yrs 2 mos
Lord, Abbett & CO. LLC
July 2012 - April 2017 · 4 yrs 9 mos
Lord Abbett Distributor LLCBroker
July 2012 - April 2017 · 4 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - July 2012 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - July 2012 · 9 mos
Morgan Stanley Smith Barney LLC
July 2010 - August 2011 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
May 2010 - August 2011 · 1 yr 3 mos
State Registrations4 states
CTMANYRI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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