Lori Barry is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Baraboo, WI, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
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Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
129 8th Ave, Baraboo, WI, 53913-2110
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Regulatory History (1)
Customer Dispute
March 2024Other Business Activities
Lori is affiliated with The Investment Center at Community First Bank and serves as AVP/Investment Services Officer at Community First Bank. She also manages real estate rentals through SLB Management, LLC.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC.
Ameriprise Financial Services, LLCBroker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Thrivent Investment Management INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.