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Tammy Weeden

15 Years of Experience
Seattle, WA
BrokerSells Insurance

Tammy Weeden is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Seattle, WA, with 15 years of industry experience. Tammy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

601 Union St Ste 2500, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Tammy may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. She also works as a consultant to JLMHozack, LLC, dedicating minimal time to consulting on low-income housing property.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2011 - Present · 14 yrs 11 mos
Northwestern Mutual Investment Services, LLCBroker
February 2011 - Present · 15 yrs 3 mos
State Registrations8 states
AZCADCFLIDNYTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.