MC
MC

Michael Crossley

55 Years of Experience
Dallas, TX
Broker

Michael Crossley is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Dallas, TX, with 55 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5420 Lyndon B Johnson, 2 Lincoln Centre # 1300, Dallas, TX, 75240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael is a board of trustee member for TITAS ORG, a non-profit theatrical arts center, dedicating minimal time. He is also a general and limited partner in Crossley Family Partnership, overseeing management of family property, also dedicating minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
May 2024 - Present · 2 yrs 2 mos
Northwestern Mutual Investment Services, LLCBroker
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - May 2024 · 1 yr 9 mos
B. Riley Wealth ManagementBroker
January 2015 - May 2024 · 9 yrs 4 mos
B Riley Wealth Management
January 2015 - December 2022 · 7 yrs 11 mos
Morgan StanleyBroker
June 2009 - January 2015 · 5 yrs 7 mos
Morgan Stanley
June 2009 - January 2015 · 5 yrs 7 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
October 2002 - February 2006 · 3 yrs 4 mos
Legg Mason Wood Walker INC
October 2002 - February 2006 · 3 yrs 4 mos
Deutsche Bank Securities INC.
January 2001 - October 2002 · 1 yr 9 mos
Deutsche Bank Securities INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Db Alex. Brown LLCBroker
September 1997 - January 2001 · 3 yrs 4 mos
Alex. Brown & Sons IncorporatedBroker
September 1988 - September 1997 · 9 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - September 1988 · 10 yrs
White, Weld & CO. IncorporatedBroker
January 1975 - September 1978 · 3 yrs 8 mos
White, Weld & CO., IncorporatedBroker
March 1970 - January 1975 · 4 yrs 10 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.