Christopher Ricketts is a registered investment advisor at Ricketts Financial, LLC, based in Louisville, KY, with 14 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 4 more. Their firm serves 114 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ricketts Financial charges an annual fee based on the value of your portfolio. This fee ranges from 0.25% to 1.25% per year, depending on the size and composition of your portfolio, the services provided, and who is providing the services. The fee is charged quarterly, in advance, based on the market value of your investments on the last day of the previous quarter.
Location
4360 Brownsboro Road, Suite 115, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Christopher is a paid soccer coach at The West End School, dedicating about a quarter of his time to this activity. He also works full-time as an Investment Advisor Representative at Ricketts Financial, providing investment advisory services.
Employment History
Current Registrations
Ricketts Financial, LLC
Previous Registrations
Regulus Financial Group, LLCBroker
American Equity Investment CorporationBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.