Jose Raya
Jose Raya is a registered investment advisor at Wells Fargo Advisors, based in Roseville, CA, with 16 years of industry experience. Jose is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1512 Eureka Rd 3rd Fl, [Ne-Rbo], Roseville, CA, 95661
Get directionsHistory
Regulatory History (3)
Customer Dispute
December 2022Customer Dispute
January 2016Customer Dispute
October 2015Other Business Activities
Jose owns two rental properties in Marysville, CA since 2013 and 2015. He dedicates minimal time to these activities.
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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