Lauren Estes
Lauren Estes is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in Memphis, TN, with 15 years of industry experience. Lauren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
Memphis, TN
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lauren uses "Allegiant Financial Planning, LLC" as a DBA to market her securities, advisory, and insurance business, dedicating nearly full-time hours to it. Lauren also engages in outside sales of group health plans, spending minimal time on this activity.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
NFP Securities, INC.
NFP Securities, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Mark RulemanIndependent Financial Group, LLC
- Mark Loftis, CFP, ChFCMML Investors Services, LLC
- Paul Shifflet, CFANewsouth Capital Management INC
- Lindsey Mazzola, CFPLegacy Wealth Management, LLC
- Brandon Byrd, CFPDelta Asset Management, LLC
- Timothy Ellis, CFP, PFSRbg Wealth Advisors LLC