Al Doss-Carter
Al Doss-Carter is a registered investment advisor at Applied Wealth Management, based in Bakersfield, CA, with 15 years of industry experience. Al operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 92 clients with $44M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Applied Wealth Management manages investment portfolios for an annual fee, with a maximum of 1.25% of the value of your portfolio. This fee is negotiable. The fee is calculated and charged quarterly, in advance, based on the average daily market value of the assets in your account. If they use third-party strategists, those fees are separate, with a maximum sub-advisor fee of 0.15% and strategist fees ranging from 0.20% to 1.00%. Total fees will not exceed 3% per year.
Location
5500 Ming Ave, Suite 265, Bakersfield, CA, 93309
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Al works as an insurance agent, which is investment-related and involves insurance sales. This takes about 10-20% of his time.
Employment History
Current Registrations
Applied Wealth Management
Previous Registrations
Applied Wealth Management
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.