Stefanie Swezey is a registered investment advisor, based in San Francisco, CA, with 11 years of industry experience.
Location
234 1st Street, San Francisco, CA, 94105
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sofi Securities LLCBroker
April 2021 - Present · 5 yrs 5 mos
Sofi Wealth LLC
March 2021 - Present · 5 yrs 6 mos
Previous Registrations
Ameriprise Financial Services, LLC
March 2020 - March 2021 · 1 yr
Ameriprise Financial Services, LLCBroker
February 2020 - March 2021 · 1 yr 1 mo
Scottrade Investment Management
January 2017 - March 2018 · 1 yr 2 mos
Scottrade, INC.Broker
January 2017 - March 2018 · 1 yr 2 mos
PNC Investments
April 2016 - October 2016 · 6 mos
PNC InvestmentsBroker
April 2016 - October 2016 · 6 mos
Charles Schwab & CO., INC.
February 2015 - March 2016 · 1 yr 1 mo
Charles Schwab & CO., INC.Broker
February 2015 - March 2016 · 1 yr 1 mo
Wells Fargo Advisors, LLC
November 2013 - January 2015 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
September 2013 - January 2015 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2012 - May 2013 · 1 yr 1 mo
Fidelity Brokerage Services LLCBroker
November 2010 - June 2011 · 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2010 - August 2010 · 1 mo
State Registrations51 states
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Exams
No exam information available for this advisor.