James Helgens
James Helgens is a registered investment advisor at Gallagher Fiduciary Advisors, LLC, based in Baton Rouge, LA, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 6,120 clients with $190B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum overall advisory fee is up to 2.00%. Specific strategy maximum fees are up to 0.35% for Independence, Liberty, and TRU, and up to 0.85% for Freedom. Model and strategy fees may cost up to an additional 0.85% per year. Fees are negotiable.
Fee Estimator
Location
4041 Essen Lane, Suite 400, Baton Rouge, LA, 70809
Get directionsHistory
Regulatory History (2)
Criminal
November 2007Criminal
September 2006Employment History
Current Registrations
Gallagher Fiduciary Advisors, LLC
Previous Registrations
Oneamerica Securities, INC.Broker
BMO Investment Distributors, LLCBroker
Transamerica Investors Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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