James Helgens
James Helgens is a registered investment advisor at Gallagher Fiduciary Advisors, LLC, based in Baton Rouge, LA, with 8 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 5,431 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Gallagher Fiduciary Advisors (GFA) charges a fee based on a percentage of the value of your investments, up to 2.00%. The specific fees are outlined in each client's agreement.
GFA also offers risk-adjusted model portfolios and strategies that may cost up to 0.85% of the value of your investments, depending on the model/strategy selected. These fees are in addition to the advisory fee.
Location
4041 Essen Lane, Suite 400, Baton Rouge, LA, 70809
Get directionsHistory
Regulatory History (2)
Criminal
November 2007Criminal
September 2006Employment History
Current Registrations
Gallagher Fiduciary Advisors, LLC
Previous Registrations
Oneamerica Securities, INC.Broker
BMO Investment Distributors, LLCBroker
Transamerica Investors Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.