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Brian Alchermes

Capital Analysts
15 Years of Experience
Melville, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Brian Alchermes is a registered investment advisor at Capital Analysts, based in Melville, NY, with 15 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 15,840 clients with $8.8B in assets under management.

Capital Analysts
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
609 advisors
Number of Clients
15,840 clients
Average Client Portfolio
$554K average
Assets Under Management
$8.8B

Fee Structure

Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.25%
$1.0M - $2.0M1.25%
$2M+1.25%

Maximum annual financial advisor fee is established at 1.25%. Additional Capital Analysts administrative fees may apply ranging from 0.08% to 0.15% with a $200 minimum.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

445 Broad Hollow Rd., Ste. 25, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
June 2019
Final
Customer Dispute
March 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is the owner/agent of Vital Insurance Agency, Inc. and an agent for Westchester Financial Partners LLC, both involving insurance sales, taking about a quarter of his time. Brian also owns Vital Planning Services, LLC for tax/accounting purposes, dedicating minimal time.

Employment History
Current Registrations
Lincoln Investment
July 2024 - Present · 2 yrs 3 mos
Capital Analysts
July 2024 - Present · 2 yrs 3 mos
Lincoln InvestmentBroker
July 2024 - Present · 2 yrs 3 mos
Previous Registrations
Planmember Securities Corporation
July 2021 - July 2024 · 3 yrs
Planmember Securities CorporationBroker
July 2019 - July 2024 · 5 yrs
Vanderbilt Securities, LLCBroker
May 2018 - June 2019 · 1 yr 1 mo
J.P. Morgan Securities LLCBroker
May 2017 - March 2018 · 10 mos
MML Investors Services, LLCBroker
July 2014 - April 2017 · 2 yrs 9 mos
Nylife Securities LLCBroker
September 2011 - May 2014 · 2 yrs 8 mos
Pruco Securities, LLC.Broker
August 2010 - June 2011 · 10 mos
State Registrations15 states
AZCACTDCDEFLGAMINJNYPARISCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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