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Sharaff Rathur

15 Years of Experience
Atlanta, GA
1 DisclosureBroker

Sharaff Rathur is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

3050 Peachtree Road, Nw, Suite 600, Atlanta, GA, 30305

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2019
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2025 - Present · 1 yr 2 mos
Raymond James & Associates, INC.Broker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
January 2017 - March 2025 · 8 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
January 2017 - March 2025 · 8 yrs 2 mos
PNC Investments
April 2015 - January 2017 · 1 yr 9 mos
PNC InvestmentsBroker
March 2015 - January 2017 · 1 yr 10 mos
Carter, Terry & Company, INC.Broker
July 2013 - March 2015 · 1 yr 8 mos
Roswell Capital Securities, LLCBroker
May 2012 - July 2013 · 1 yr 2 mos
Moody Capital Solutions, INCBroker
January 2012 - May 2012 · 4 mos
Morgan Stanley Smith Barney LLC
July 2010 - August 2011 · 1 yr 1 mo
Morgan Stanley Smith BarneyBroker
June 2010 - August 2011 · 1 yr 2 mos
State Registrations18 states
ALCACODCDEFLGAILKYNCNYOHPASCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sharaff Rathur - Financial Advisor | TrueAdvisor