Friend Williams
Friend Williams is a registered investment advisor at Alphastar Capital Management, based in Cornelius, NC, with 13 years of industry experience. Friend operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 11,592 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Alphastar Capital Management's fees for investment advisory services are a percentage of the assets managed. The maximum annual rate is 2.25%, but the specific rate is negotiated with each client. Fees are calculated based on the average daily market value of your investments and are billed at the end of each month or quarter. The firm may also charge an annual administrative fee of up to $50 per account.
Location
19600 West Catawba Avenue, Suite B200, Cornelius, NC, 28031
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Regulatory History (1)
Customer Dispute
July 2016Other Business ActivitiesSells Insurance
Friend is a co-owner and licensed insurance agent at Riverdog Insurance LLC since February 2024, selling insurance products. This takes about half of his time, including time during trading hours.
Employment History
Current Registrations
Alphastar Capital Management
Previous Registrations
Centennial Advisors, LLC
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
TD Ameritrade, INC.
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Edward Jones
Edward JonesBroker
Suntrust Investment Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.