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Emily Gabriel

12 Years of Experience
Littleton, CO
Broker

Emily Gabriel is a registered investment advisor, based in Littleton, CO, with 12 years of industry experience.

Location

2516 Main St, Littleton, CO, 80120

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Emily works as an associate/employee at Garrison Financial Group LLC, focusing on operations and client service, dedicating about half of her time to this role. She also serves as a committee member for the "This is Women's Work Podcast with Nicole Kalil", spending minimal time on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
July 2024 - Present · 1 yr 10 mos
Raymond James Financial Services, INC.Broker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
December 2013 - August 2024 · 10 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
September 2013 - August 2024 · 10 yrs 11 mos
State Registrations1 state
CO
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Emily Gabriel - Financial Advisor | TrueAdvisor