Gary Brown is a registered investment advisor, based in Fraser, MI, with 11 years of industry experience.
Location
Fraser, MI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Gary is an advisory representative of a registered investment advisor (RIA) and spends about 20 hours per week in investment-related activities and trading. He also works full-time in customer service and trading for Gleba and Associates.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
June 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research, INC.Broker
June 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research, INC.
June 2020 - Present · 6 yrs 1 mo
Previous Registrations
PNC InvestmentsBroker
September 2017 - June 2020 · 2 yrs 9 mos
PNC Investments
September 2017 - June 2020 · 2 yrs 9 mos
J.P. Morgan Securities LLC
December 2015 - September 2017 · 1 yr 9 mos
J.P. Morgan Securities LLCBroker
December 2015 - September 2017 · 1 yr 9 mos
Raymond James Financial Services Advisors, INC
January 2014 - July 2015 · 1 yr 6 mos
Raymond James Financial Services, INC.Broker
October 2013 - July 2015 · 1 yr 9 mos
State Registrations1 state
MI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.