James Pearson
James Pearson is a registered investment advisor at Leonard Investment Advisors INC., based in Oklahoma City, OK, with 12 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 113 clients with $96M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K - $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.25% |
Fees are negotiable with approval from the firm's CEO. Different schedules apply for the Mutual Fund Investment Program and grandfathered accounts.
Fee Estimator
Location
1900 NW Expressway Suite 1450, Oklahoma City, OK, 73118
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James is a passive investor (17% owner) in Toroverde Farms LLC, a medical marijuana grow facility, since January 2020. He dedicates minimal time to this investment-related activity.
Employment History
Current Registrations
Leonard Investment Advisors INC.
Previous Registrations
B.B. Graham & Company, INC.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
Bok Financial Advisors
Bosc, INC.Broker
Arvest Asset Management
Arvest Asset ManagementBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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