Guy Regalado
Guy Regalado is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 15 years of industry experience. Guy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2700 N Military Trl Ste 390, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2018Other Business Activities
Guy is the owner of GDR Partners Group, LLC, managing the Ameriprise business. He also operates under the DBA GDR Financial Group, dedicating about a third of his time to these investment-related activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.