William Peng
William Peng is a registered investment advisor at Capital Markets Iq, LLC, based in Sudbury, MA, with 14 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 884 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.80% |
Fees are typically 0% to 2.80% of assets under management and are fully negotiable. Certain clients negotiate tiered progressive fee schedules.
Fee Estimator
Location
Sudbury, MA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is involved in several business activities, including business and educational consulting, real estate sales and property management, and teaching at Suffolk University. He also sells Massachusetts Life, Health, and Accidental Insurance products, dedicating minimal time to this activity.
Employment History
Current Registrations
Capital Markets Iq, LLC
Previous Registrations
SA Stone Wealth Management INC.Broker
SA Stone Investment Advisors INC.
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Capital Markets Iq, LLC
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.
Quest Capital Strategies, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Clark Mcmahon, CFPKayne Anderson Rudnick Investment Management, LLC
- Andrew Sullivan, CFPCio Wealth Management, INC.
- Michael Meehan, CFAFederated Securities CORP.
- Anpu Stephens, CFPCreative Planning
- Travis Ferland, CFPStrategic Advisers LLC
- William Spencer, CFPOsaic Wealth, INC.