Brendan Petty is a registered investment advisor, based in Gastonia, NC, with 15 years of industry experience.
Location
Gastonia, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Transamerica Investors Securities, LLC
July 2024 - Present · 1 yr 10 mos
Transamerica Retirement Advisors, LLC
July 2024 - Present · 1 yr 10 mos
Transamerica Investors Securities, LLCBroker
July 2024 - Present · 1 yr 10 mos
Previous Registrations
MML Investors Services, LLC
January 2020 - July 2024 · 4 yrs 6 mos
MML Investors Services, LLCBroker
January 2020 - July 2024 · 4 yrs 6 mos
Mutual of Omaha Investor Services, INC.
April 2013 - December 2019 · 6 yrs 8 mos
Mutual of Omaha Investor Services, INC.Broker
June 2010 - December 2019 · 9 yrs 6 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.