JR
CFA
JR
CFA

Justin Rodriguez

11 Years of Experience
New York, NY
Broker

Justin Rodriguez is a CFA-designated registered investment advisor, based in New York, NY, with 11 years of industry experience. Justin is also registered as a broker, so some compensation may come from commissions on products sold.

Location

399 Park Avenue, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
First Manhattan Securities LLC
October 2023 - Present · 3 yrs
First Manhattan CO. LLC
October 2023 - Present · 3 yrs
First Manhattan Securities LLCBroker
October 2023 - Present · 3 yrs
Previous Registrations
Goldman Sachs & CO. LLCBroker
June 2017 - September 2023 · 6 yrs 3 mos
J.P. Morgan Institutional Investments INC.Broker
September 2014 - May 2017 · 2 yrs 8 mos
State Registrations42 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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