Brett Wagner is a registered investment advisor, based in Cincinnati, OH, with 16 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold.
Location
303 Broadway, Suite 1100, Cincinnati, OH, 45202-4203
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Touchstone Securities, LLCBroker
March 2018 - Present · 8 yrs 7 mos
Touchstone Advisors INC
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Fifth Third Securities, INC.
April 2017 - February 2018 · 10 mos
Fifth Third Securities, INC.Broker
April 2017 - February 2018 · 10 mos
Touchstone Securities, INC.Broker
April 2013 - April 2017 · 4 yrs
Touchstone Advisors INC
April 2013 - April 2017 · 4 yrs
Strategic Advisers, INC.
November 2010 - March 2013 · 2 yrs 4 mos
Fidelity Brokerage Services LLCBroker
August 2010 - March 2013 · 2 yrs 7 mos
State Registrations2 states
KYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Gerald Yox, CFPMcf Advisors, LLC
- Andrew Kucia, CFPJohnson Investment Counsel, INC.
- Joseph Hack, CFPMai Capital Management, LLC
- Nicholas Otto, CFP, ChFCMML Investors Services, LLC
- David Yeazell, CFPOctavia Wealth Advisors LLC
- Jacob Rieger, CFPVaultis Private Wealth LTD