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Michael Lucas

Charles Schwab & CO., INC.
9 Years of Experience
Cheyenne, WY
1 DisclosureBroker
View SEC Summary
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Michael Lucas is a registered investment advisor at Charles Schwab & CO., INC., based in Cheyenne, WY, with 9 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1802 Dell Range Blvd, Suite 1, Cheyenne, WY, 82009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
October 2017
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Charles Schwab & CO., INC.
April 2025 - Present · 1 yr 6 mos
Charles Schwab & CO., INC.Broker
March 2025 - Present · 1 yr 7 mos
Previous Registrations
Navigation Wealth Management
November 2017 - March 2020 · 2 yrs 4 mos
Navigation Wealth Management
November 2017 - November 2017 · 0 mos
Northwestern Mutual Investment Services,llc
February 2015 - October 2017 · 2 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
February 2015 - October 2017 · 2 yrs 8 mos
Park Avenue Securities LLC
April 2014 - December 2014 · 8 mos
Park Avenue Securities LLCBroker
March 2014 - December 2014 · 9 mos
Gradient Securities, LLCBroker
December 2013 - February 2014 · 2 mos
Sigma Financial CorporationBroker
October 2012 - December 2013 · 1 yr 2 mos
Northwestern Mutual Investment Services, LLCBroker
September 2010 - September 2011 · 1 yr
State Registrations13 states
ARAZCOIDMTNENVORSDTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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