Michael Santana is a registered investment advisor at Pembroke Wealth Management, LLC, based in Wilmington, NC, with 15 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 23 clients with $6.3M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.25% |
| $100K - $500K | 1.00% |
| $500K - $1.0M | 0.75% |
| $1M+ | 0.50% |
Fees are negotiable. The firm may combine account values of family members living in the same household to determine the applicable advisory fee.
Fee Estimator
Location
7890 Market St, Wilmington, NC, 28411
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Michael is a business consultant for multiple farm LLCs, providing operational advice and preparing balance sheets, spending a few hours per week. He also co-owns C Hawk LLC and 2 Cats LLC, and owns Remy LLC and Remy 2 LLC, all real estate businesses, dedicating minimal time to each.
Employment History
Current Registrations
Pembroke Wealth Management, LLC
Previous Registrations
Edward Jones
State Registrations1 state
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