AO
AO

Ashley Ottens

13 Years of Experience
Sterling, IL
Broker

Ashley Ottens is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Sterling, IL, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

4404 E. Lincoln Way, Suite A, Sterling, IL, 61081

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
January 2025 - Present · 1 yr 4 mos
Raymond James Financial Services Advisors, INC
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Midland Wealth Management
August 2023 - January 2025 · 1 yr 5 mos
Lasalle St Securities, L.L.C.Broker
August 2023 - December 2024 · 1 yr 4 mos
U.S. Bancorp Investments, INC.
November 2018 - August 2023 · 4 yrs 9 mos
U.S. Bancorp Investments, INC.Broker
November 2018 - August 2023 · 4 yrs 9 mos
Thrivent Investment Management INC.Broker
July 2014 - November 2018 · 4 yrs 4 mos
Thrivent Investment Management INC.
June 2014 - November 2018 · 4 yrs 5 mos
Thrivent Investment Management INC.
August 2010 - August 2012 · 2 yrs
Thrivent Investment Management INC.Broker
August 2010 - August 2012 · 2 yrs
State Registrations12 states
AZCOFLIAILKYLAMOSCTNTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.