Michael Mais is a CFA-designated registered investment advisor at LPL Financial LLC, based in Long Beach, CA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3780 Kilroy Airport Way # 310, Long Beach, CA, 90806
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Michael is associated with Pacific Coast Capital Management as a DBA for his LPL business since 2021. This activity takes nearly full-time, consuming 90% of his time and 160 hours per month.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations17 states
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