NE
NE

Noah Ennis

14 Years of Experience
New York, NY
Broker

Noah Ennis is a registered investment advisor at Morgan Stanley, based in New York, NY, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

399 Park Avenue, 12th Floor, New York, NY, 10022

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.
July 2013 - April 2015 · 1 yr 9 mos
UBS Financial Services INC.Broker
June 2013 - April 2015 · 1 yr 10 mos
UBS Securities LLCBroker
August 2011 - June 2013 · 1 yr 10 mos
State Registrations37 states
AZCACOCTDCDEFLGAILKSKYMAMDMIMNMOMTNCNHNJNVNYOHORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Noah Ennis - Financial Advisor | TrueAdvisor