Caleb Pearson
Caleb Pearson is a registered investment advisor at LPL Financial LLC, based in West Des Moines, IA, with 13 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4801 Westown Pkwy, West Des Moines, IA, 50266-1045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Caleb sells non-variable insurance products, including life insurance and fixed annuities, through Brokers Clearing House, dedicating a few hours per week to this activity. He also spends nearly full-time hours on his LPL business through Compass Financial Services, Inc., and minimal time providing financial planning and investment advisory services through Compass Financial Services.
Employment History
Current Registrations
LPL Financial LLC
Compass Financial Services
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Princor Financial Services CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.