AB
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Anthony Bui
16 Years of Experience
Houston, TX
1 DisclosureBroker
Anthony Bui is a registered investment advisor at J.P. Morgan Securities LLC, based in Houston, TX, with 16 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
13070 Bellaire Blvd, Houston, TX, 77072
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2023Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
August 2020 - Present · 6 yrs 2 mos
J.P. Morgan Securities LLC
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
LPL Financial LLC
January 2017 - August 2020 · 3 yrs 7 mos
LPL Financial LLCBroker
January 2017 - August 2020 · 3 yrs 7 mos
Wells Fargo Clearing Services, LLC
February 2012 - January 2017 · 4 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2012 - January 2017 · 4 yrs 11 mos
Chase Investment Services CORP.
November 2011 - February 2012 · 3 mos
Chase Investment Services CORP.Broker
August 2010 - February 2012 · 1 yr 6 mos
State Registrations4 states
AZCATXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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