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Bridgette Sweeney

Advice and Planning Services
16 Years of Experience
Charlotte, NC
3 DisclosuresBroker
View SEC Summary
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Bridgette Sweeney is a registered investment advisor at Advice and Planning Services, based in Charlotte, NC, with 16 years of industry experience. Bridgette is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1692 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.15%

Rates vary by managed account program. TIAA Portfolio Advisor uses a tiered schedule ranging from 1.15% down to 0.40% annually. Private Asset Management ranges from 0.90% down to 0.40% for blended portfolios plus transaction costs, and 0.15% for fixed income portfolios plus transaction costs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8500 Andrew Carnegie Blvd., Charlotte Hub, Charlotte, NC, 28262

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
March 2021
Final
Financial
January 2021
Final
Judgment / Lien
June 2018
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Bridgette sells wine through home tastings and by soliciting hostesses, with a small percentage of proceeds going to charity. She anticipates earning a few thousand dollars every six months and dedicates a few hours per week to this activity.

Employment History
Current Registrations
Advice and Planning Services
April 2016 - Present · 10 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLC
April 2016 - Present · 10 yrs 6 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Advice and Planning Services
December 2012 - April 2016 · 3 yrs 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2010 - April 2016 · 5 yrs 9 mos
State Registrations3 states
AZCONC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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