CG
CFA
CG
CFA

Chantal Guerdat

15 Years of Experience
Los Angeles, CA
Broker

Chantal Guerdat is a CFA-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 15 years of industry experience. Chantal operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
August 2021 - Present · 4 yrs 9 mos
Capital Client Group, INC.
May 2021 - Present · 5 yrs
Capital Client Group, INC.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Pimco Investments LLCBroker
February 2011 - April 2021 · 10 yrs 2 mos
Allianz Global Investors Distributors LLCBroker
August 2010 - February 2011 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.