JL
JL
Jian Li
16 Years of Experience
Flushing, NY
1 DisclosureBroker
Jian Li is a registered investment advisor at Cetera Investment Advisers LLC, based in Flushing, NY, with 16 years of industry experience. Jian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
42-08 Main Street, Flushing, NY, 11355
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Regulatory History (1)
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Customer Dispute
April 2021Settled
Other Business Activities
Jian is involved in buying, selling, and leasing residential real estate, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 9 mos
Cetera Investment Services LLCBroker
July 2010 - Present · 16 yrs 3 mos
Previous Registrations
Cetera Investment Services LLC
August 2010 - January 2014 · 3 yrs 5 mos
State Registrations9 states
CACTFLMAMDNJNYTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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