JJ
JJ
James Jones is a registered investment advisor, based in Greensboro, NC, with 15 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3318 W Friendly Ave, Fl 3, Greensboro, NC, 27410
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Regulatory History (1)
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Employment Separation After Allegations
September 2011Other Business ActivitiesSells Insurance
James receives renewal commissions from previous Medicare Advantage (Part C) insurance sales. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 8 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 8 mos
Previous Registrations
Bb&t Securities, LLCBroker
February 2018 - February 2021 · 3 yrs
Bb&t Securities, LLC
February 2018 - February 2021 · 3 yrs
Thrivent Investment Management INC.
July 2012 - February 2018 · 5 yrs 7 mos
Thrivent Investment Management INC.Broker
July 2012 - February 2018 · 5 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2010 - October 2011 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - October 2011 · 1 yr 2 mos
State Registrations16 states
ALCAFLGAIAILKYLAMDMIMONCSCTNVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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