Andrew Hughes
Andrew Hughes is a registered investment advisor at Lifemark Securities CORP., based in Oconomowoc, WI, with 10 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,434 clients with $460M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LifeMark Securities Corp. charges a fee based on a percentage of your account value for investment advisory services. This fee is negotiable and depends on the account value, investment program, service level, and complexity of your financial situation. The fee ranges from 0.35% to 0.5% depending on the asset level, with a maximum of 2.0%. Additional fees may include custodian fees, platform fees, manager fees, and transaction fees. The fees are deducted directly from your account monthly or quarterly.
Location
203 East Wisconsin Ave, Suite 207, Oconomowoc, WI, 53066
Get directionsHistory
Regulatory History (2)
Financial
July 2023Employment Separation After Allegations
October 2018Other Business ActivitiesSells Insurance
Andrew is an independent insurance agent with Hughes Agency, LLC, selling life, health, disability, and LTC insurance products, taking nearly full-time. He also officiates high school basketball and is a volunteer church council member, requiring minimal time.
Employment History
Current Registrations
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Lifemark Securities CORP.
Previous Registrations
Farmers Financial Solutions, LLC
Farmers Financial Solutions, LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.