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Andrew Hughes

Lifemark Securities CORP.
11 Years of Experience
Oconomowoc, WI
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Andrew Hughes is a registered investment advisor at Lifemark Securities CORP., based in Oconomowoc, WI, with 11 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 1,053 clients with $420M in assets under management.

Lifemark Securities CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
80 advisors
Number of Clients
1,053 clients
Average Client Portfolio
$404K average
Assets Under Management
$424.9M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Representative fees generally range from 0.35% to 0.5% based on asset level, up to a maximum of 2.0%. Total client fees may exceed 2.0% depending on program selection and third-party manager fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

203 East Wisconsin Ave, Suite 207, Oconomowoc, WI, 53066

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2023
Final
Employment Separation After Allegations
October 2018
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Andrew is an independent insurance agent with Hughes Agency, LLC, selling life, health, disability, and LTC insurance products, taking nearly full-time. He also officiates high school basketball and is a volunteer church council member, requiring minimal time.

Employment History
Current Registrations
Lifemark Securities CORP.
May 2024 - Present · 2 yrs 5 mos
Lifemark Securities CORP.Broker
May 2024 - Present · 2 yrs 5 mos
Lifemark Securities CORP.
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Farmers Financial Solutions, LLC
December 2019 - March 2020 · 3 mos
Farmers Financial Solutions, LLCBroker
November 2019 - September 2020 · 10 mos
Thrivent Investment Management INC.
October 2010 - October 2018 · 8 yrs
Thrivent Investment Management INC.Broker
September 2010 - October 2018 · 8 yrs 1 mo
State Registrations3 states
MNNCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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