Christy Dawn Clark

The Caprock Group, LLC

13 Years of Experience

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Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningHigh Net WorthBusiness Owners

The Caprock Group, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

44 advisors

Number of Clients

408 clients

Average Client Portfolio

$24.9M average

Assets Under Management

$10.1B

Fee Structure

Location

150 N Riverside Plaza, Suite 1930, Chicago, IL, 60606

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

The Caprock Group, LLC

May 2025 - Present · 9 mos

Previous Registrations

Goldman Sachs & CO. LLCBroker

March 2012 - May 2025 · 13 yrs 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.