SM
SM
Serena Manfre
15 Years of Experience
Bellevue, WA
1 DisclosureBroker
Serena Manfre is a registered investment advisor at UBS Financial Services INC., based in Bellevue, WA, with 15 years of industry experience. Serena is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
225 108th Avenue NE, Suite 800, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018Settled
Employment History
Current Registrations
UBS Financial Services INC.Broker
November 2025 - Present · 11 mos
UBS Financial Services INC.
November 2025 - Present · 11 mos
Previous Registrations
Vanguard Advisers, INC.
May 2015 - May 2025 · 10 yrs
Vanguard Marketing CorporationBroker
August 2010 - May 2025 · 14 yrs 9 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Chris BillingsleyUBS Financial Services INC.
- Forrest FielderUBS Financial Services INC.
- Shawn MeeksUBS Financial Services INC.
- Christian ZwickyUBS Financial Services INC.
- Robert Giordano, CFPUBS Financial Services INC.
- Clarence PicklesUBS Financial Services INC.