Daniel Johnson is a registered investment advisor at Windfall Advisors, LLC, based in Santa Monica, CA, with 14 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 40 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $10.0M | 1.00% |
| $10.0M - $50.0M | 0.80% |
| $50M+ | 0.60% |
Fees are negotiable. The advisory fee is calculated based on the account balance at the ending date of the billing period - including accruals.
Fee Estimator
Location
100 Wilshire Blvd, Suite 700, Santa Monica, CA, 90401
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel holds a California Real Estate license since 2020. He dedicates minimal time to this activity.
Employment History
Current Registrations
Windfall Advisors, LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.