Windfall Advisors LLC provides ongoing portfolio management and comprehensive financial planning tailored to each client's goals, time horizon, and risk tolerance. The firm creates a personalized investment policy statement and constructs diversified portfolios using mutual funds, exchange-traded funds, equities, fixed income securities, real estate funds, commodities, and other investments. Windfall Advisors evaluates clients' current holdings and takes discretionary authority to execute trades without prior permission for each transaction. Financial planning services cover investment planning, life insurance, tax concerns, retirement planning, education planning, and debt or credit planning. Windfall Advisors also offers corporate retirement plan services. The firm requires a minimum investment of $1,000,000 for its advisory services.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.25% |
| $1.0M - $10.0M | 0.25% |
| $10.0M - $50.0M | 0.20% |
| $50M+ | 0.15% |
Fees are negotiable. Fee schedule is based on quarterly charges annualized.