Patrick Williams
Patrick Williams is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Walnut Creek, CA, with 14 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
2121 N California Blvd, Ste 620, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patrick may earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products through companies not affiliated with Northwestern Mutual. He also owns 24% of PWMG Holdings, LLC, a legal entity established for business purposes, dedicating about half of his time to this investment-related activity.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations18 states
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