Brian Pendleton is a registered investment advisor, based in Parsippany, NJ, with 15 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold.
Location
2001 Route 46, Waterview Plaza, Parsippany, NJ, 07054
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Regulatory History (1)
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Customer Dispute
June 2017Denied
Employment History
Current Registrations
Hennion & Walsh Asset Management, INC.
July 2012 - Present · 14 yrs 3 mos
Hennion & Walsh, INC.Broker
July 2012 - Present · 14 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2011 - July 2012 · 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - July 2012 · 11 mos
State Registrations44 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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