Daniel Ruiz is a CFP-designated registered investment advisor at Mariner Wealth, based in Bellevue, WA, with 11 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
912 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
11225 SE 6th St., Ste. 260, Bellevue, WA, 98004
Get directionsHistory
Regulatory History (1)
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Criminal
December 2009Final Disposition
Employment History
Current Registrations
Mariner Wealth
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
May 2016 - May 2021 · 5 yrs
Northwestern Mutual Investment Services,llc
May 2016 - May 2021 · 5 yrs
Capital One Advisors, LLC
June 2015 - February 2016 · 8 mos
Capital One Investing, LLCBroker
May 2014 - February 2016 · 1 yr 9 mos
State Registrations1 state
WA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.